Morningstar Investment Conference United States (MICUS)

Reg BI, the SECURE Act & What’s Next for Regulation

With the new provisions in the SECURE Act, Regulation Best Interest, and a flurry of regulatory activity, advisors haven’t been more pressed to be current on regulatory developments in years. In this session, Jasmin Sethi provides oversight of Regulation Best Interest, as well as the Department of Labor’s proposed Fiduciary rule and the impacts for advisors.

MICUS 2020

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SIFMA

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Darden School of Business at the University of Virginia