Regulation Best Interest Meets Opaque Practices

The past 10 years has led to evolving conflicts of interest among broker-dealers selling mutual funds and a shifting regulatory backdrop. In this paper, we examine increasingly common conflicts of interest – embedded into popular share classes and revenue-sharing practices – that are often opaque and harder to evaluate than traditional conflicts.

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CITs: A Welcome Addition to 403(b) Plans

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The Global Stewardship Movement Draws Passive Investors into Active Ownership