The financial industry increasingly relies upon regulatory technology to advance their compliance with FINRA and SEC rules. SCA has worked with clients to build software to mitigate the costs of compliance with SEC and FINRA marketing rules. We continue to partner on the development of compliance software that addresses current and future regulatory challenges.

SCA has worked with Fidelity Lab to develop Saifr, a new cloud-based regulatory product that analyzes marketing communications for compliance with financial regulations. With this experience, we can help develop new regtech Software and help our clients assess regtech software by analyzing how it would apply to the client's business model, whether it would achieve the desired purpose, and evaluate any relevant software offerings to find the best fit for your business.